| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| iCapital Hong Kong Limited | RO | Advising on securities | 2025-01-14 | - |
| RO | Dealing in securities | 2025-01-14 | - | |
| Goldman Sachs Asset Management (Hong Kong) Limited | RO | Advising on securities | 2016-06-24 | 2024-05-02 |
| RO | Asset management | 2016-06-24 | 2024-05-02 | |
| RO | Dealing in securities | 2016-06-24 | 2024-05-02 | |
| GOLDMAN SACHS (ASIA) L.L.C. | RO | Asset management | 2008-08-05 | 2017-07-31 |
| RO | Dealing in securities | 2008-08-05 | 2017-07-31 | |
| Rep | Asset management | 2006-05-18 | 2008-08-05 | |
| Rep | Dealing in securities | 2006-05-18 | 2008-08-05 | |
| DBS ASIA CAPITAL LIMITED | RO | Advising on corporate finance | 2006-03-13 | 2006-04-29 |
| RO | Advising on securities | 2006-03-13 | 2006-04-29 | |
| RO | Dealing in securities | 2006-03-13 | 2006-04-29 |
No HKMA registrations in the collected records.