Personnel SFC Licences and HKMA Registrations (ID 15215999)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on corporate finance	2025-10-10	-
	Rep	Advising on securities	2025-10-10	-
	Rep	Dealing in securities	2025-10-10	-
BOCI ASIA LIMITED	Rep	Advising on corporate finance	2018-05-17	2025-08-15
	Rep	Dealing in securities	2018-05-17	2025-08-15
BOCI SECURITIES LIMITED	Rep	Advising on securities	2018-05-17	2025-08-15
	Rep	Dealing in securities	2018-05-17	2025-08-15

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.