Personnel SFC Licences and HKMA Registrations (ID 15233139)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TFI Securities and Futures Limited	Rep	Advising on securities	2023-06-20	-
TFI Asset Management Limited	Rep	Advising on futures contracts	2018-05-18	2024-06-14
	Rep	Advising on securities	2018-05-18	2024-06-14

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.