Personnel Hong Kong SFC License Details (ID 15233208)

Personnel Hong Kong SFC License Details (ID 15233208)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EASTSPRING INVESTMENTS (HONG KONG) LIMITED (TRADING AS EASTSPRING INVESTMENTS)	Rep	Advising on securities	2024-03-28	-
	Rep	Asset management	2024-03-28	-
HARVEST GLOBAL INVESTMENTS LIMITED	Rep	Advising on securities	2021-10-25	2024-01-10
	Rep	Asset management	2021-10-25	2024-01-10
CWB Hong Kong Limited	Rep	Advising on securities	2019-05-14	2020-04-24
	Rep	Asset management	2019-05-14	2020-04-24
Yunfeng Asset Management Limited	Rep	Asset management	2018-05-18	2019-04-12
Yunfeng Financial Markets Limited	Rep	Advising on securities	2018-05-18	2019-04-12
	Rep	Asset management	2018-05-18	2019-04-12
Yunfeng Securities Limited	Rep	Advising on securities	2018-05-18	2019-04-12