Personnel Hong Kong SFC License Details (ID 15272691)

Personnel Hong Kong SFC License Details (ID 15272691)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Greater Bay Area Development Fund Management Limited	Rep	Advising on securities	2024-02-14	2025-02-18
	Rep	Asset management	2024-02-14	2025-02-18
	Rep	Dealing in securities	2024-02-14	2025-02-18
HSBC Corporate Finance (Hong Kong) Limited	Rep	Advising on corporate finance	2021-10-15	2023-04-12
BOCI ASIA LIMITED	Rep	Advising on corporate finance	2020-01-22	2021-07-27
oOo Securities (HK) Group Limited	Rep	Advising on corporate finance	2018-05-21	2019-12-31
	Rep	Advising on securities	2018-05-21	2019-12-31
	Rep	Dealing in securities	2018-05-21	2019-12-31