Personnel SFC Licences and HKMA Registrations (ID 15272920)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EIG Global Energy (Asia) Limited	Rep	Advising on securities	2022-01-11	-
	Rep	Dealing in securities	2022-01-11	-
Evercore Asia Limited	Rep	Dealing in securities	2019-06-24	2021-11-19
	Rep	Advising on corporate finance	2019-05-14	2021-11-19
	Rep	Advising on securities	2019-05-14	2021-11-19
Cutfield Freeman & Co. (Asia) Limited	Rep	Advising on corporate finance	2018-05-21	2019-04-12
	Rep	Advising on securities	2018-05-21	2019-04-12

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.