Personnel Hong Kong SFC License Details (ID 15274)

Personnel Hong Kong SFC License Details (ID 15274)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
AlTi Wealth Management (Hong Kong) Limited	RO	Dealing in securities	2017-08-22	-
	RO	Advising on futures contracts	2007-03-23	-
	RO	Advising on securities	2007-03-23	-
	RO	Asset management	2007-03-23	-
	Rep	Advising on securities	2006-11-17	2007-03-23
	Rep	Asset management	2006-10-06	2007-03-23
Gottex Fund Management (Hong Kong) Limited	RO	Asset management	2005-11-04	2006-03-29
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED	Rep	Dealing in securities	2005-01-27	2005-07-05
	Rep	Advising on securities	2003-04-01	2005-07-05
	Rep	Asset management	2003-04-01	2005-07-05