Personnel Hong Kong SFC License Details (ID 153542)

Personnel Hong Kong SFC License Details (ID 153542)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Prudence Investment Management (Hong Kong) Limited	Rep	Dealing in securities	2018-11-21	2020-08-26
Fangyuan Capital (Hong Kong) Limited	RO	Advising on securities	2018-08-22	-
	RO	Asset management	2018-08-22	-
	Rep	Advising on securities	2018-06-26	2018-08-22
	Rep	Asset management	2018-06-26	2018-08-22
SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED	Rep	Advising on securities	2016-09-15	2018-06-22
	Rep	Asset management	2016-09-15	2018-06-22
ARK GROUP HOLDINGS (HONG KONG) LIMITED	Rep	Dealing in securities	2015-06-25	2016-08-20
	Rep	Asset management	2014-08-15	2016-08-20
	Rep	Dealing in securities	2012-01-18	2014-08-15
	Rep	Advising on securities	2012-01-18	2016-08-20