Personnel Hong Kong SFC License Details (ID 153543)

Personnel Hong Kong SFC License Details (ID 153543)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Dynasty Alliance Investment Management Limited	Rep	Asset management	2017-10-09	2018-01-26
Hao Tian Asset Management Limited	Rep	Asset management	2017-02-16	2017-08-08
Hao Tian International Securities Limited	RO	Dealing in securities	2016-11-21	2017-08-08
	Rep	Dealing in securities	2016-09-21	2016-11-21
KGI ASIA LIMITED	Rep	Advising on securities	2013-04-30	2016-09-12
	Rep	Dealing in securities	2013-04-30	2016-09-12
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2012-01-18	2012-12-20