Personnel Hong Kong SFC License Details (ID 153574)

Personnel Hong Kong SFC License Details (ID 153574)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Futu Securities International (HONG KONG) Limited	Rep	Advising on futures contracts	2024-03-18	-
	Rep	Advising on securities	2024-03-18	-
	RO	Dealing in securities	2024-03-18	-
	Rep	Dealing in futures contracts	2020-10-05	-
	Rep	Dealing in securities	2020-10-05	2024-03-18
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2015-06-15	2020-07-03
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2015-06-15	2020-07-03
BOCI SECURITIES LIMITED	Rep	Dealing in futures contracts	2013-06-20	2015-06-06
	Rep	Dealing in securities	2012-01-19	2015-06-06