Personnel Hong Kong SFC License Details (ID 153582)

Personnel Hong Kong SFC License Details (ID 153582)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	RO	Advising on corporate finance	2025-10-10	-
	Rep	Dealing in securities	2025-08-19	-
	Rep	Advising on corporate finance	2025-08-19	2025-10-10
CCB INTERNATIONAL CAPITAL LIMITED	RO	Advising on corporate finance	2020-07-30	2025-07-24
	Rep	Advising on corporate finance	2019-12-19	2020-07-30
	Rep	Advising on securities	2019-12-19	2025-07-24
	Rep	Dealing in securities	2019-12-19	2025-07-24
DONGXING SECURITIES (HONG KONG) COMPANY LIMITED	RO	Advising on corporate finance	2019-04-11	2019-11-13
	Rep	Advising on corporate finance	2018-06-21	2019-04-11
	Rep	Dealing in securities	2018-06-21	2019-11-13
CHINA EVERBRIGHT CAPITAL LIMITED	Rep	Advising on corporate finance	2017-09-27	2018-04-08
	Rep	Advising on securities	2017-09-27	2018-04-08
	Rep	Dealing in securities	2017-09-27	2018-04-08
CCB INTERNATIONAL CAPITAL LIMITED	Rep	Advising on securities	2015-06-16	2017-07-24
	Rep	Advising on corporate finance	2013-08-21	2017-07-24
	Rep	Dealing in securities	2013-08-21	2017-07-24
HAITONG INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2012-01-19	2013-08-02