Personnel Hong Kong SFC License Details (ID 153590)

Personnel Hong Kong SFC License Details (ID 153590)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ADMIS Hong Kong Limited	RO	Dealing in futures contracts	2021-07-29	-
	RO	Advising on futures contracts	2021-07-29	2026-06-26
	Rep	Advising on futures contracts	2021-07-21	2021-07-29
	Rep	Leveraged foreign exchange trading	2014-06-06	2019-04-30
	Rep	Dealing in futures contracts	2013-11-12	2021-07-29
Yuanta Securities (Hong Kong) Company Limited	Rep	Dealing in futures contracts	2012-06-26	2013-11-04
	Rep	Dealing in securities	2012-06-26	2013-11-04
	Rep	Leveraged foreign exchange trading	2012-06-26	2013-11-04
Yuanta Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2012-01-19	2013-11-04
	Rep	Dealing in securities	2012-01-19	2013-11-04
	Rep	Leveraged foreign exchange trading	2012-01-19	2013-11-04