Webb-site Legacy
En
Home
Lee, Miu Chi 利妙芝 SFC Licences and HKMA Registrations (ID 153591)
Lee, Miu Chi 利妙芝
SFC ID:
AYR769
Key Data
Licences & registrations
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
Show old organisation names
Current only
Organisation
Role
Activity
From
Until
SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED
Rep
Advising on securities
2012-01-19
-
Rep
Asset management
2012-01-19
-
Rep
Dealing in securities
2012-01-19
-
HKMA registrations
HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.
Current registrations only
No HKMA registrations in the collected records.