| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | Advising on securities | 2019-03-22 | - |
| Rep | Dealing in securities | 2019-01-04 | - | |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2019-01-04 | - |
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2012-02-23 | 2018-12-31 |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2012-01-20 | 2018-12-31 |