Personnel SFC Licences and HKMA Registrations (ID 15497879)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ZHESHANG INTERNATIONAL FINANCIAL HOLDINGS CO., LIMITED	Rep	Dealing in futures contracts	2023-06-09	-
	Rep	Dealing in securities	2023-06-09	-
	Rep	Advising on futures contracts	2023-06-09	2025-06-04
	Rep	Advising on securities	2023-06-09	2025-06-04
CITIC Futures International Company Limited	Rep	Dealing in futures contracts	2018-05-24	2021-07-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.