Personnel Hong Kong SFC License Details (ID 15526)

Personnel Hong Kong SFC License Details (ID 15526)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Quam Securities Limited	Rep	Advising on securities	2012-03-07	2012-11-10
	Rep	Asset management	2012-03-07	2012-11-10
	Rep	Dealing in securities	2012-03-07	2012-11-10
PHILLIP CAPITAL MANAGEMENT (HK) LIMITED	Rep	Asset management	2011-11-18	2012-03-01
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2011-11-18	2012-03-01
	Rep	Dealing in securities	2011-11-18	2012-03-01
GET NICE SECURITIES LIMITED	RO	Advising on corporate finance	-	2011-10-31
	RO	Advising on securities	-	2011-10-31
	RO	Asset management	-	2011-10-31
	RO	Dealing in securities	-	2011-10-31