Cheng, Wai Ho (SFC:AAC398) 鄭偉浩

Key Data Licences & registrations Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MOUETTE SECURITIES COMPANY LIMITED	Rep	Advising on futures contracts	2026-10-26	-
	Rep	Advising on securities	2026-10-26	-
	Rep	Asset management	2026-10-26	-
	Rep	Dealing in futures contracts	2026-10-26	-
	Rep	Dealing in securities	2026-10-26	-
GREAT BAY SECURITIES LIMITED	RO	Advising on securities	2016-01-18	2017-11-28
	RO	Asset management	2016-01-18	2017-11-28
	RO	Dealing in securities	2016-01-18	2017-11-28
United Securities Limited (HK)	RO	Advising on securities	2016-01-18	2017-01-26
	RO	Asset management	2016-01-18	2017-01-26
	RO	Dealing in securities	2016-01-18	2017-01-26
GET NICE CAPITAL LIMITED	RO	Advising on corporate finance	2014-08-04	2026-09-15
GET NICE FUTURES COMPANY LIMITED	RO	Advising on futures contracts	2009-12-24	2026-09-15
	RO	Dealing in futures contracts	2009-12-24	2026-09-15
GET NICE ASSET MANAGEMENT LIMITED	RO	Advising on securities	2005-12-20	2026-09-15
GET NICE FUTURES COMPANY LIMITED	Rep	Advising on futures contracts	2004-11-01	2009-12-24
	Rep	Dealing in futures contracts	2004-11-01	2009-12-24
	RO	Advising on futures contracts	2004-04-02	2004-10-02
	RO	Dealing in futures contracts	2004-04-02	2004-10-02
	RO	Asset management	2004-04-02	2004-11-01
GET NICE ASSET MANAGEMENT LIMITED	RO	Advising on corporate finance	2003-06-30	2004-12-07
	RO	Advising on securities	2003-06-30	2004-12-07
	RO	Asset management	2003-06-30	2026-09-15
GET NICE FUTURES COMPANY LIMITED	Rep	Advising on futures contracts	2003-04-01	2004-04-02
	Rep	Asset management	2003-04-01	2004-04-02
	Rep	Dealing in futures contracts	2003-04-01	2004-04-02
GET NICE SECURITIES LIMITED	RO	Advising on corporate finance	2003-04-01	2026-09-15
	RO	Advising on securities	2003-04-01	2026-09-15
	RO	Asset management	2003-04-01	2026-09-15
	RO	Dealing in securities	2003-04-01	2026-09-15

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.