Personnel Hong Kong SFC License Details (ID 15617)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHAPPAQUA LIMITED	RO	Advising on securities	2004-11-19	2006-03-31
	RO	Asset management	2004-11-19	2006-03-31
SAGE ASSET MANAGEMENT (HK) LIMITED	RO	Advising on securities	2003-07-07	2004-06-02
KGI ASIA LIMITED	Rep	Advising on corporate finance	-	2003-04-26
	Rep	Advising on securities	-	2003-04-26
	Rep	Asset management	-	2003-04-26
	Rep	Dealing in securities	-	2003-04-26