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Tan, Shern Puay Hong Kong SFC License Details (ID 15674535)
Tan, Shern Puay
SFC ID:
BMX677
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
Daiwa Capital Markets Hong Kong Limited
Rep
Dealing in securities
2025-03-24
2025-04-04
Rep
Dealing in securities
2024-08-21
2024-08-24
Jefferies Hong Kong Limited
Rep
Dealing in securities
2018-05-25
2023-04-19