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Sue, Douglas Richard Hong Kong SFC License Details (ID 15675150)
Sue, Douglas Richard
SFC ID:
BMV154
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
Legg Mason Asset Management Hong Kong Limited
Rep
Dealing in securities
2018-05-25
2018-06-01