Tam, Yui Chit Jeffrey 譚睿哲

Key Data Licences & registrations Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Futu Securities International (HONG KONG) Limited	RO	Advising on securities	2026-05-13	-
	RO	Dealing in securities	2026-05-13	-
	Rep	Advising on securities	2026-02-24	2026-05-13
	Rep	Dealing in securities	2026-02-24	2026-05-13
EMPEROR SECURITIES LIMITED (HK)	RO	Advising on securities	2025-01-22	2025-03-27
	RO	Dealing in securities	2025-01-22	2025-11-21
EMPEROR CORPORATE FINANCE LIMITED	Rep	Advising on corporate finance	2023-12-15	2025-11-21
EMPEROR SECURITIES LIMITED (HK)	Rep	Advising on securities	2023-10-26	2025-01-22
	Rep	Dealing in securities	2023-10-26	2025-01-22
CAITONG INTERNATIONAL CAPITAL CO., LIMITED	RO	Dealing in securities	2023-05-23	2023-07-04
CAITONG INTERNATIONAL SECURITIES CO., LIMITED	RO	Dealing in securities	2023-05-23	2023-07-04
CAITONG INTERNATIONAL CAPITAL CO., LIMITED	Rep	Dealing in securities	2023-02-17	2023-05-23
	Rep	Advising on corporate finance	2023-02-17	2023-07-04
CAITONG INTERNATIONAL SECURITIES CO., LIMITED	Rep	Dealing in securities	2023-02-17	2023-05-23
	Rep	Advising on securities	2023-02-17	2023-07-04
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	Advising on securities	2022-10-13	2023-01-31
	RO	Dealing in securities	2022-10-13	2023-01-31
SOUTHWEST SECURITIES (HK) CAPITAL LIMITED	Rep	Advising on corporate finance	2022-10-13	2023-01-31
	RO	Dealing in securities	2022-10-13	2023-01-31
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	Dealing in securities	2022-09-27	2022-10-13
SOUTHWEST SECURITIES (HK) CAPITAL LIMITED	Rep	Dealing in securities	2022-09-27	2022-10-13
SHANXI SECURITIES INTERNATIONAL LIMITED	Rep	Dealing in securities	2021-10-15	2022-08-21
CINDA INTERNATIONAL CAPITAL LIMITED	Rep	Dealing in securities	2019-09-03	2021-10-01
ARISTO SECURITIES LIMITED	Rep	Dealing in securities	2018-12-12	2019-08-07
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2018-05-25	2018-07-19

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.