Personnel Hong Kong SFC License Details (ID 15729)

Personnel Hong Kong SFC License Details (ID 15729)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Prospect Securities Limited	Rep	Dealing in securities	2023-03-07	2023-06-29
Advent Securities (Hong Kong) Limited	RO	Dealing in securities	2022-08-22	2023-02-10
YOUFI (ASIA) SECURITIES LIMITED	RO	Dealing in securities	2019-12-06	2022-07-29
MAGIC COMPASS SECURITIES LIMITED	RO	Dealing in securities	2012-04-05	2019-06-27
	Rep	Dealing in securities	2012-03-12	2012-04-05
QUEST STOCKBROKERS (HK) LIMITED	RO	Advising on corporate finance	-	2004-11-25
	RO	Advising on securities	-	2004-11-25
	RO	Asset management	-	2004-11-25
	RO	Dealing in securities	-	2012-03-03