Personnel Hong Kong SFC License Details (ID 15784)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

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Current only

Organisation	Role	Activity	From	Until
PIPER JAFFRAY ASIA LIMITED	RO	Advising on corporate finance	2004-03-22	2006-04-20
Polaris Capital (Asia) Limited	RO	Dealing in securities	-	2003-08-12
	RO	Advising on corporate finance	-	2004-03-05
Yuanta Asia Investment (Hong Kong) Limited	RO	Advising on corporate finance	-	2004-03-05