Personnel Hong Kong SFC License Details (ID 15794)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED	RO	Advising on securities	2007-08-01	2009-04-09
	RO	Dealing in securities	2007-05-08	2009-04-09
	RO	Advising on securities	2004-04-15	2004-07-30
	RO	Advising on corporate finance	2004-04-15	2009-04-09
	Rep	Asset management	-	2003-12-31
	Rep	Advising on corporate finance	-	2004-04-15
	Rep	Advising on securities	-	2004-04-15