Personnel Hong Kong SFC License Details (ID 15819)

Personnel Hong Kong SFC License Details (ID 15819)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Maxa Asset Management Limited	RO	Dealing in securities	2024-05-31	-
HONGKONG RICH &AMP; FORTUNE SECURITIES CO., LIMITED	RO	Advising on securities	2020-07-02	2023-09-09
	RO	Dealing in securities	2019-01-21	2023-09-09
WINTECH SECURITIES LIMITED	RO	Dealing in securities	2005-12-21	2018-11-30
CHINA SECURITIES HOLDINGS LIMITED	RO	Dealing in securities	2004-02-09	2005-12-18
	Rep	Dealing in securities	2003-11-14	2004-02-09
CHEER UNION SECURITIES LIMITED	RO	Advising on corporate finance	2003-04-01	2003-11-12
	RO	Advising on securities	2003-04-01	2003-11-12
	RO	Asset management	2003-04-01	2003-11-12
	RO	Dealing in securities	2003-04-01	2003-11-13