Personnel Hong Kong SFC License Details (ID 15920)

Personnel Hong Kong SFC License Details (ID 15920)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KCG SECURITIES ASIA LIMITED	RO	Advising on corporate finance	2017-02-07	2024-01-05
KCG FUND MANAGEMENT LIMITED	RO	Asset management	2009-10-12	2013-12-31
KCG SECURITIES ASIA LIMITED	RO	Advising on corporate finance	2009-06-23	2013-12-31
	RO	Asset management	2009-06-23	2013-12-31
	RO	Asset management	2007-04-17	2008-10-24
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	RO	Asset management	2007-04-17	2009-11-13
KINGSWAY SBF INVESTMENT MANAGEMENT COMPANY LIMITED	RO	Asset management	2007-04-17	2009-11-13
SINOCHEM KINGSWAY ASSET MANAGEMENT LIMITED	RO	Advising on corporate finance	-	2009-11-13
	RO	Asset management	-	2009-11-13