Personnel Hong Kong SFC License Details (ID 15942)

Personnel Hong Kong SFC License Details (ID 15942)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHARLESWIN BULLION LIMITED	RO	Dealing in futures contracts	2018-08-07	2022-04-14
YICKO SECURITIES LIMITED	RO	Advising on securities	2016-12-23	-
	RO	Asset management	2015-10-30	-
YICKO FUTURES LIMITED	RO	Advising on futures contracts	2003-04-01	2004-06-01
	RO	Asset management	2003-04-01	2004-06-01
	RO	Dealing in futures contracts	2003-04-01	2004-06-01
YICKO INVESTMENT CONSULTANTS &AMP; MANAGEMENT LIMITED	RO	Advising on corporate finance	2003-04-01	2007-01-19
	RO	Advising on securities	2003-04-01	2007-01-19
	RO	Asset management	2003-04-01	2007-01-19
YICKO SECURITIES LIMITED	RO	Dealing in securities	2003-04-01	-
	RO	Advising on corporate finance	2003-04-01	2007-05-08
	RO	Advising on securities	2003-04-01	2007-05-08
	RO	Asset management	2003-04-01	2007-05-08