Personnel SFC Licences and HKMA Registrations (ID 15943)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
YICKO SECURITIES LIMITED	RO	Asset management	2018-07-13	-
	RO	Advising on securities	2016-12-23	-
YICKO FUTURES LIMITED	Rep	Advising on futures contracts	2003-04-01	2004-06-01
	Rep	Asset management	2003-04-01	2004-06-01
	Rep	Dealing in futures contracts	2003-04-01	2004-06-01
YICKO INVESTMENT CONSULTANTS &AMP; MANAGEMENT LIMITED	RO	Advising on securities	2003-04-01	2007-01-19
	RO	Asset management	2003-04-01	2007-01-19
YICKO SECURITIES LIMITED	RO	Dealing in securities	2003-04-01	-
	RO	Advising on corporate finance	2003-04-01	2007-05-08
	RO	Advising on securities	2003-04-01	2007-05-08
	RO	Asset management	2003-04-01	2007-05-08

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.