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Gee, King Yip 朱炯業 - Public Disciplinary Actions | HK SFC Licensed Personnel (ID 15994)

Gee, King Yip 朱炯業

SFC ID:AAE096

Key Data SFC Licenses Public Disciplinary Actions

Public Disciplinary Actions

SFC bans Ma Kwok Ho and Gee King Yip, ex-Win Wong Securities Ltd, for for 2 years and 16 months respectively

SFC

SFC, 09-Nov-2021

For unauthorised discretionary trading in client accounts.

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