Personnel Hong Kong SFC License Details (ID 15998946)

Personnel Hong Kong SFC License Details (ID 15998946)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SHENG YUAN SECURITIES LIMITED	Rep	Advising on securities	2026-06-04	-
	Rep	Dealing in securities	2026-06-04	-
FOUNDER ASSET MANAGEMENT (HONG KONG) LIMITED	Rep	Asset management	2024-03-04	2026-04-26
FOUNDER SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2023-11-30	2026-04-26
FOUNDER FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2019-08-16	2021-12-13
FOUNDER SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2019-05-09	2026-04-26
GF Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2018-05-28	2019-03-31