Personnel SFC Licences and HKMA Registrations (ID 16001592)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ABCI CAPITAL LIMITED	RO	Advising on corporate finance	2026-07-16	-
	RO	Dealing in securities	2026-07-16	-
	Rep	Advising on corporate finance	2021-10-08	2026-07-16
	Rep	Dealing in securities	2021-10-08	2026-07-16
SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED	Rep	Advising on corporate finance	2018-05-28	2021-09-26
	Rep	Advising on securities	2018-05-28	2021-09-26
	Rep	Dealing in securities	2018-05-28	2021-09-26

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.