Personnel SFC Licences and HKMA Registrations (ID 16002529)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Advising on corporate finance	2026-04-16	-
	Rep	Advising on securities	2026-04-16	-
	Rep	Dealing in securities	2026-04-16	-
ASIAN CAPITAL LIMITED	Rep	Advising on corporate finance	2020-02-24	2020-10-21
SUCCESS NEW SPRING CAPITAL LIMITED	Rep	Advising on corporate finance	2019-03-06	2020-01-01
ZHONGTAI INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2018-05-28	2019-01-03
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	Rep	Advising on securities	2018-05-28	2019-01-03
	Rep	Dealing in securities	2018-05-28	2019-01-03

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.