Personnel Hong Kong SFC License Details (ID 16008)

Personnel Hong Kong SFC License Details (ID 16008)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EXCELLENT TIDE SECURITIES LIMITED	RO	Dealing in securities	2023-01-05	2023-07-15
SILVERBRICKS ASSET MANAGEMENT COMPANY LIMITED	Rep	Asset management	2019-05-21	2020-04-30
SILVERBRICKS SECURITIES COMPANY LIMITED	RO	Dealing in securities	2018-05-17	2020-04-30
Kai Yin Securities Limited	RO	Advising on securities	2017-03-16	2017-07-31
	RO	Dealing in securities	2016-08-31	2017-07-31
China-Hong Kong Link Securities Company Limited	RO	Dealing in securities	2015-09-30	2016-07-31
FORTUNE (HK) SECURITIES LIMITED	Rep	Dealing in securities	2013-11-01	2015-05-26
HAMPTON SECURITIES (ASIA) LIMITED	RO	Dealing in securities	2007-04-10	2013-05-20
FORTUNE (HK) SECURITIES LIMITED	RO	Dealing in securities	2006-05-18	2006-12-31
	Rep	Dealing in securities	2006-04-11	2006-05-18
Goldbridge Securities Limited	RO	Advising on corporate finance	-	2006-02-03
	RO	Advising on securities	-	2006-02-03
	RO	Asset management	-	2006-02-03
	RO	Providing automated trading services	-	2006-02-03
	RO	Dealing in securities	-	2006-03-17