| ON EXCEL ASSET MANAGEMENT LIMITED | RO | Advising on futures contracts | 2019-12-05 | 2022-10-20 |
| RO | Advising on securities | 2019-12-05 | 2022-10-20 |
| RO | Asset management | 2019-12-05 | 2022-10-20 |
| YEW TREE LIMITED | RO | Dealing in futures contracts | 2019-09-03 | 2022-10-20 |
| RO | Dealing in securities | 2018-09-28 | 2022-10-20 |
| Planetree Asset Management Limited (HK) | Rep | Asset management | 2017-10-23 | 2018-09-13 |
| Planetree Futures Limited | Rep | Dealing in futures contracts | 2017-10-23 | 2018-09-13 |
| Planetree Securities Limited | Rep | Dealing in securities | 2017-10-23 | 2018-09-13 |
| Planetree Asset Management Limited (HK) | RO | Asset management | 2012-09-20 | 2017-10-23 |
| FTFT International Securities and Futures Limited | RO | Dealing in futures contracts | 2010-08-23 | 2011-09-26 |
| RO | Dealing in securities | 2010-08-23 | 2011-10-18 |
| Planetree Futures Limited | RO | Advising on futures contracts | - | 2004-09-20 |
| RO | Asset management | - | 2004-09-20 |
| RO | Dealing in futures contracts | - | 2017-10-23 |
| Planetree Securities Limited | RO | Advising on corporate finance | - | 2004-09-20 |
| RO | Advising on securities | - | 2004-09-20 |
| RO | Asset management | - | 2004-09-20 |
| RO | Dealing in securities | - | 2017-10-23 |