Personnel Hong Kong SFC License Details (ID 16037)

Personnel Hong Kong SFC License Details (ID 16037)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CTI Capital Hong Kong Limited	RO	Advising on securities	2015-01-26	-
	RO	Asset management	2015-01-26	-
CTI Capital Management Limited (HK)	RO	Advising on securities	2013-03-19	2015-01-19
	RO	Asset management	2013-03-19	2015-01-19
Hui Xian Asset Management Limited	RO	Asset management	2011-04-08	2012-10-01
SECURIS CAPITAL LIMITED	Rep	Asset management	2007-03-14	2009-12-31
MASON INVESTMENT MANAGEMENT LIMITED	RO	Advising on securities	2003-04-01	2006-07-01
	RO	Asset management	2003-04-01	2006-07-01