Personnel Hong Kong SFC License Details (ID 1604)

Personnel Hong Kong SFC License Details (ID 1604)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EAST ASIA INVESTMENT HOLDINGS LIMITED (d2012-09-08)	RO	Advising on corporate finance	2003-09-11	2004-01-16
	RO	Advising on securities	2003-09-11	2004-01-16
	RO	Asset management	2003-09-11	2004-01-16
	RO	Dealing in securities	2003-09-11	2004-01-16
BEA Union Investment Management Limited	RO	Advising on securities	2003-04-01	-
	RO	Asset management	2003-04-01	-
	RO	Dealing in securities	2003-04-01	-
	RO	Advising on futures contracts	2003-04-01	2022-07-12
EAST ASIA FUTURES LIMITED	RO	Dealing in futures contracts	2003-04-01	-
	RO	Advising on futures contracts	2003-04-01	2004-02-02
	RO	Asset management	2003-04-01	2004-02-02
EAST ASIA INVESTMENT HOLDINGS LIMITED (d2012-09-08)	RO	Advising on corporate finance	2003-04-01	2003-07-31
	RO	Advising on securities	2003-04-01	2003-07-31
	RO	Asset management	2003-04-01	2003-07-31
EAST ASIA SECURITIES COMPANY LIMITED	RO	Dealing in securities	2003-04-01	-
	RO	Providing automated trading services	2003-04-01	2003-08-26
	RO	Advising on corporate finance	2003-04-01	2005-02-24
	RO	Advising on securities	2003-04-01	2005-02-24
	RO	Asset management	2003-04-01	2005-02-24