Au, Jester Kin Hong 區健康 SFC Licences and HKMA Registrations (ID 16061)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
XUANTIE INTERNATIONAL INVESTMENT CO., LIMITED	RO	Advising on futures contracts	2019-03-15	2020-11-04
	RO	Dealing in futures contracts	2019-03-15	2020-11-04
Hao Tian Asset Management Limited	RO	Advising on securities	2018-10-16	2018-11-22
	RO	Asset management	2018-05-28	2018-11-22
Hao Tian International Futures Limited	RO	Dealing in futures contracts	2018-05-28	2018-11-22
Hao Tian International Securities Limited	RO	Dealing in securities	2018-05-28	2018-11-22
CITIC Securities Brokerage (HK) Limited	RO	Dealing in securities	2003-11-07	2009-05-28
CITIC Securities Futures (HK) Limited	RO	Dealing in futures contracts	2003-11-07	2009-05-28
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2003-09-25	2003-11-07
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2003-09-25	2003-11-07
REXCAPITAL FUTURES LIMITED	RO	Dealing in futures contracts	-	2003-09-22
REXCAPITAL ONLINE LIMITED	RO	Advising on securities	-	2003-07-22
	RO	Asset management	-	2003-07-22
	RO	Dealing in securities	-	2003-07-22
WINGS SECURITIES (HK) LIMITED	RO	Advising on corporate finance	-	2003-07-22
	RO	Advising on securities	-	2003-07-22
	RO	Asset management	-	2003-07-22
	RO	Dealing in securities	-	2003-09-22

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.