| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED | RO | Dealing in futures contracts | 2005-09-21 | 2007-10-15 |
| ROCTEC INVESTMENT LIMITED | RO | Advising on futures contracts | 2005-09-16 | 2021-09-27 |
| RO | Advising on securities | 2005-09-16 | 2021-09-27 | |
| RO | Asset management | 2005-09-16 | 2021-09-27 | |
| ROCTEC FUTURES TRADING COMPANY LIMITED | RO | Advising on futures contracts | - | 2005-09-14 |
| RO | Asset management | - | 2005-09-14 | |
| RO | Dealing in futures contracts | - | 2026-07-01 | |
| ROCTEC SECURITIES COMPANY LIMITED | RO | Advising on corporate finance | - | 2005-09-14 |
| RO | Advising on securities | - | 2026-07-01 | |
| RO | Asset management | - | 2026-07-01 | |
| RO | Dealing in securities | - | 2026-07-01 |
No HKMA registrations in the collected records.