| DA YUE Financial Group Limited | RO | Advising on futures contracts | 2025-02-12 | - |
| RO | Dealing in futures contracts | 2025-02-12 | - |
| SOPHIA SECURITIES (INTERNATIONAL) LIMITED | RO | Advising on securities | 2025-02-12 | 2025-09-25 |
| RO | Asset management | 2025-02-12 | 2025-09-25 |
| RO | Dealing in securities | 2025-02-12 | 2025-09-25 |
| Zhongfu International Futures Co., Limited | RO | Advising on futures contracts | 2023-12-12 | 2024-12-04 |
| RO | Dealing in futures contracts | 2023-12-12 | 2024-12-04 |
| Rep | Dealing in futures contracts | 2023-11-13 | 2023-12-12 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2022-08-15 | 2023-10-31 |
| SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2022-08-15 | 2023-10-31 |
| Zhongpu International Futures CO., Limited | Rep | Dealing in futures contracts | 2022-03-25 | 2022-07-11 |
| Grand International Futures Co., Limited | Rep | Dealing in futures contracts | 2019-06-28 | 2022-02-28 |
| I-ACCESS INVESTORS LIMITED | Rep | Dealing in futures contracts | 2018-05-29 | 2018-10-31 |
| Rep | Dealing in securities | 2018-05-29 | 2018-10-31 |