Personnel SFC Licences and HKMA Registrations (ID 16270)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KuCoin HK Limited	Rep	Dealing in securities	2005-06-03	2007-07-31
HOORAY SECURITIES LIMITED	RO	Advising on securities	-	2004-11-30
	RO	Asset management	-	2004-11-30
	RO	Dealing in securities	-	2005-02-28

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.