Personnel SFC Licences and HKMA Registrations (ID 16273)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KuCoin Commodity Futures Limited	RO	Dealing in futures contracts	2007-07-12	2013-02-28
KuCoin HK Limited	Rep	Dealing in securities	2005-09-16	2014-01-30
HOORAY SECURITIES LIMITED	Rep	Dealing in securities	2005-03-01	2005-07-28
	RO	Advising on securities	-	2003-07-31
	RO	Asset management	-	2003-07-31
	RO	Dealing in securities	-	2005-03-01
VERCAP Financial Services Limited	RO	Dealing in futures contracts	-	2005-03-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.