Personnel Hong Kong SFC License Details (ID 16321)

Personnel Hong Kong SFC License Details (ID 16321)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Penjing Asset Management (Asia) Limited	Rep	Dealing in securities	2022-12-15	-
HOU TAK SECURITIES LIMITED	RO	Advising on corporate finance	2003-04-01	2003-07-07
	RO	Advising on securities	2003-04-01	2003-07-07
	RO	Asset management	2003-04-01	2003-07-07
	RO	Dealing in securities	2003-04-01	2005-09-02
WTV GLOBAL INVESTMENTS MANAGEMENT LIMITED	RO	Advising on corporate finance	2003-04-01	2005-02-01
	RO	Advising on futures contracts	2003-04-01	2005-02-01
	RO	Advising on securities	2003-04-01	2005-02-01
	RO	Asset management	2003-04-01	2005-12-13