Personnel Hong Kong SFC License Details (ID 16323)

Personnel Hong Kong SFC License Details (ID 16323)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHEPSTOW CAPITAL ADVISORS LIMITED	RO	Advising on securities	2009-10-20	2013-02-18
	RO	Asset management	2009-10-20	2013-02-18
Tyric Capital Limited	Rep	Advising on securities	2008-08-25	2009-01-22
	Rep	Asset management	2008-08-25	2009-01-22
CITIC CLSA Capital Partners HK Limited	Rep	Advising on corporate finance	2008-06-01	2008-07-07
	Rep	Advising on securities	2008-06-01	2008-07-07
	Rep	Asset management	2008-06-01	2008-07-07
	RO	Advising on corporate finance	-	2008-06-01
	RO	Advising on securities	-	2008-06-01
	RO	Asset management	-	2008-06-01