Personnel Hong Kong SFC License Details (ID 16335642)

Personnel Hong Kong SFC License Details (ID 16335642)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Prospect Securities Limited	Rep	Dealing in securities	2022-06-13	2022-07-31
CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2021-04-07	2022-01-04
	Rep	Dealing in securities	2021-03-02	2022-01-04
VMI Securities Limited	Rep	Dealing in securities	2021-01-08	2021-02-08
Hang Tai Asset Management Limited	Rep	Advising on securities	2020-07-02	2020-12-16
	Rep	Asset management	2020-07-02	2020-12-16
GRAND FU INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2020-06-22	2020-12-16
Sunfund Capital Limited	Rep	Advising on corporate finance	2020-03-17	2020-04-20
SUNFUND SECURITIES LIMITED	Rep	Dealing in securities	2020-03-17	2020-04-20
YUANYIN SECURITIES LIMITED	Rep	Advising on securities	2019-11-27	2020-01-21
	Rep	Dealing in securities	2019-11-05	2020-01-21
Quam Securities Limited	Rep	Advising on corporate finance	2019-07-29	2019-10-25
	Rep	Dealing in securities	2019-06-17	2019-10-25
HEAD & SHOULDERS ASSET MANAGEMENT LIMITED	Rep	Asset management	2018-06-01	2019-03-18
Mage Securities Limited	Rep	Advising on securities	2018-06-01	2019-03-18
	Rep	Dealing in securities	2018-06-01	2019-03-18