Personnel Hong Kong SFC License Details (ID 16564)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Jin Yi Financial Group Limited	RO	Advising on securities	2022-12-16	-
	RO	Asset management	2022-12-16	-
	Rep	Advising on securities	2022-10-19	2022-12-16
	Rep	Asset management	2022-10-19	2022-12-16
	Rep	Advising on futures contracts	2022-10-19	2026-01-06
	Rep	Dealing in futures contracts	2022-10-19	2026-01-06
	Rep	Dealing in securities	2022-10-19	2026-01-06
Suparna Capital Management Limited	RO	Advising on securities	2021-03-23	2021-05-12
	RO	Asset management	2021-03-23	2021-05-12
	Rep	Advising on securities	2021-02-22	2021-03-23
	Rep	Asset management	2021-02-22	2021-03-23
Solshire International Capital Management (HK) Limited	RO	Advising on securities	2019-12-17	2020-12-21
	RO	Asset management	2019-12-17	2020-12-21
Maplefield Capital Limited	RO	Advising on securities	2018-02-27	2019-06-06
	RO	Asset management	2018-02-27	2019-06-06
WELLCHAMP CAPITAL LIMITED	RO	Advising on securities	2016-08-10	2016-11-21
	RO	Asset management	2016-08-10	2016-11-21
SHENG YUAN ASSET MANAGEMENT LIMITED	RO	Advising on securities	2011-06-14	2014-10-01
	RO	Asset management	2011-06-14	2014-10-01
Arta Asset Management Limited	RO	Advising on securities	2010-07-12	2010-11-26
	RO	Asset management	2010-07-12	2010-11-26
PIPER JAFFRAY ASIA ASSET MANAGEMENT LIMITED	RO	Advising on futures contracts	2005-03-09	2008-10-01
	RO	Advising on securities	2005-03-09	2008-10-01
	RO	Asset management	2005-03-09	2008-10-01
GM FINANCIAL FORMULA LIMITED	RO	Advising on futures contracts	2003-04-01	2004-09-09
	RO	Advising on securities	2003-04-01	2004-09-09
	RO	Asset management	2003-04-01	2004-09-09