Personnel Hong Kong SFC License Details (ID 16566)

Personnel Hong Kong SFC License Details (ID 16566)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GT CAPITAL LIMITED	Rep	Dealing in securities	2020-02-28	2021-12-31
Growth Track Asset Management Limited	RO	Asset management	2017-02-16	2022-01-01
Blossomhill Investment Limited	RO	Asset management	2014-03-19	2016-12-31
Future Growth Asset Management Limited	RO	Advising on securities	2010-05-11	2013-02-14
	RO	Asset management	2010-05-11	2013-02-14
313 CAPITAL MANAGEMENT LIMITED 313	RO	Advising on securities	2010-04-20	2010-04-30
	RO	Asset management	2009-10-16	2010-04-30
ACP Asset Management Limited (d2010-11-05)	RO	Advising on securities	2007-03-26	2008-03-28
	RO	Asset management	2007-03-26	2008-03-28
GT ASSET MANAGEMENT LIMITED (d2015-03-13)	RO	Advising on securities	2006-04-27	2006-12-12
	RO	Asset management	2006-04-27	2006-12-12
GT CAPITAL LIMITED	RO	Advising on securities	2006-02-25	2006-08-11
	RO	Asset management	2005-09-29	2006-08-11
PIPER JAFFRAY ASIA ASSET MANAGEMENT LIMITED	RO	Advising on futures contracts	2005-03-09	2005-07-18
	RO	Advising on securities	2005-03-09	2005-07-18
	RO	Asset management	2005-03-09	2005-07-18
GM FINANCIAL FORMULA LIMITED	RO	Advising on futures contracts	-	2004-09-09
	RO	Advising on securities	-	2004-09-09
	RO	Asset management	-	2004-09-09