Poon, Ho Wing 潘浩榮

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Basis Asset Management Limited	Rep	Advising on securities	2024-12-24	-
	Rep	Asset management	2024-12-24	-
ARISTO SECURITIES LIMITED	Rep	Dealing in securities	2018-06-04	2020-08-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Basis Asset Management Limited	Rep	Advising on securities	2024-12-24	-
	Rep	Asset management	2024-12-24	-
ARISTO SECURITIES LIMITED	Rep	Dealing in securities	2018-06-04	2020-08-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.