Personnel SFC Licences and HKMA Registrations (ID 16568126)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	2026-07-17	-
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2020-11-23	2026-03-04
	Rep	Dealing in securities	2020-11-23	2026-03-04
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	2018-06-04	2020-10-08

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.