Personnel Hong Kong SFC License Details (ID 16574281)

Personnel Hong Kong SFC License Details (ID 16574281)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SHANXI SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED	RO	Advising on futures contracts	2022-08-26	2025-05-06
	RO	Advising on securities	2022-08-26	2025-05-06
SHANXI SECURITIES INTERNATIONAL CAPITAL LIMITED	RO	Advising on corporate finance	2022-08-26	2025-08-20
SHANXI SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED	RO	Asset management	2022-04-21	2025-05-06
	RO	Advising on futures contracts	2018-06-04	2018-12-04
	RO	Advising on securities	2018-06-04	2018-12-04
	RO	Asset management	2018-06-04	2018-12-04