| BLVSIN CAPITAL LIMITED | RO | Advising on securities | 2019-06-12 | 2022-03-21 |
| RO | Asset management | 2019-06-12 | 2022-03-21 |
| RO | Dealing in securities | 2019-06-12 | 2022-03-21 |
| MANGO FINANCIAL LIMITED | RO | Advising on corporate finance | 2014-12-18 | 2019-05-31 |
| RO | Advising on securities | 2013-12-09 | 2019-05-31 |
| RO | Asset management | 2013-12-09 | 2019-05-31 |
| VBG Capital Limited | RO | Dealing in securities | 2013-10-04 | 2014-12-18 |
| Joy Silver Limited | RO | Advising on corporate finance | 2009-10-21 | 2014-01-21 |
| RO | Dealing in securities | 2009-10-21 | 2014-01-21 |
| VBG Capital Limited | RO | Advising on corporate finance | 2009-04-20 | 2014-12-18 |
| Joy Silver Limited | RO | Advising on corporate finance | 2009-02-26 | 2009-04-20 |
| VBG Capital Limited | RO | Advising on securities | 2008-11-11 | 2013-09-19 |
| RO | Asset management | 2008-11-11 | 2013-09-19 |
| Joy Silver Limited | Rep | Advising on corporate finance | 2008-05-06 | 2009-02-26 |
| MANGO FINANCIAL LIMITED | RO | Advising on securities | 2008-05-06 | 2008-11-11 |
| RO | Dealing in securities | 2008-05-06 | 2019-05-31 |
| RO | Asset management | 2007-12-24 | 2008-11-11 |
| Regal Portfolio Management Limited (HK) | RO | Asset management | 2007-03-05 | 2007-10-01 |
| RO | Asset management | 2006-12-13 | 2006-12-13 |
| MANGO FINANCIAL LIMITED | Rep | Advising on corporate finance | 2003-05-30 | 2006-11-30 |
| Rep | Advising on securities | 2003-05-30 | 2006-11-30 |
| Rep | Asset management | 2003-05-30 | 2006-11-30 |
| Rep | Dealing in securities | 2003-05-30 | 2006-11-30 |
| Absolute Investment Management (HK) Limited | Rep | Advising on securities | - | 2006-11-30 |
| Rep | Asset management | - | 2006-11-30 |